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Quality Improvement Toolbox

​Affinity Diagram:  The Affinity Diagram is often used to group ideas generated by brainstorming.  It is a tool that gathers large amounts of language data (ideas, issues, opinions) and organizes them into groupings based on their natural relationship. The affinity process is a good way to get people who work on a creative level to address difficult, confusing, unknown or disorganized issues. The affinity process is formalized in a graphic representation called an affinity diagram. This process is useful to:
  • Sift through large volumes of data.
  • Encourage new patterns of thinking. 
As a rule of thumb, if less than 15 items of information have been identified, the affinity process is not needed.

Aim: A written, measurable, and time sensitive statement of the expected results of an improvement process.
Bench Marking:  A benchmark is a point of reference by which something can be measured, compared, or judged.  It can be an industry standard against which a program indicator is monitored and found to be above, below or comparable to the benchmark.
Brainstorming:  A tool used by teams to bring out the ideas of each individual and present them in an orderly fashion to the rest of the team. Essential to brainstorming is to provide an environment free of criticism. Team members generate issues and agree to “defer judgment” on the relative value of each idea. Brainstorming is used when one wants to generate a large number of ideas about issues to tackle, possible causes, approaches to use, or actions to take. The advantages of brainstorming are that it:
  • Encourages creativity.
  • Rapidly produces a large number of ideas.
  • Equalizes involvement by all team members.
  • Fosters a sense of ownership in the final decision as all members actively participate.
  • Provides input to other tools: “brain stormed” ideas can be put into an affinity diagram or they can be reduced by multi-voting.
Cause and Effect Diagram (also called a fishbone or Ishakawa diagram):  This is a tool that helps identify, sort, and display. It is a graphic representation of the relationship between a given outcome and all the factors that influence the outcome. This tool helps to identify the basic root causes of a problem. The structure of the diagram helps team members think in a very systematic way. The benefits of a cause-and-effect diagram are that it:
  • Helps the team to determine the root causes of a problem or quality characteristic using a structured approach.
  • Encourages group participation and utilizes group knowledge of the process.
  • Uses an orderly, easy-to-read format to diagram cause-and-effect relationships.
  • Indicates possible causes of variation in a process.
  • Increases knowledge of the process.
  • Identifies areas where data should be collected for additional study.
Cause and effect diagrams allow the team to identify and graphically display all possible causes related to a process, procedure or system failure.
Change Concept: A general idea for changing a process. Change concepts are usually at a high level of abstraction, but evoke multiple ideas for specific processes.
Control Chart:  A control chart is a statistical tool used to distinguish between variation in a process resulting from common causes and variation resulting from special causes. It is noted that there is variation in every process, some the result of causes not normally present in the process (special cause variation). Common cause variation is variation that results simply from the numerous, ever-present differences in the process. Control charts can help to maintain stability in a process by depicting when a process may be affected by special causes. The consistency of a process is usually characterized by showing if data fall within control limits based on plus or minus specific standard deviations from the center line.  Control charts are used to:
  • Monitor process variation over time.
  • Help to differentiate between special and common cause variation.
  • Assess the effectiveness of change on a process.
  • Illustrate how a process performed during a specific period.
Using upper control limits (UCLs) and lower control limits (LCLs) that are statistically computed, the team can identify statistically significant changes in performance. This information can be used to identify opportunities to improve performance or measure the effectiveness of a change in a process, procedure, or system.
Decision-making Tools:  While not all decisions are made by teams, two tools can  be helpful when teams need to make decisions.
  • Multi-voting is a group decision-making technique used to reduce a long list of items to a manageable number by means of a structured series of votes. The result is a short list identifying what is important to the team. Multi-voting is used to reduce a long list of ideas and assign priorities quickly with a high degree of team agreement.
  • Nominal Group technique-used to identify and rank issues.
Early Adopter: In the improvement process, the opinion leader within the organization who brings in new ideas from the outside, tries them, and uses positive results to persuade others in the organization to adopt the successful changes.
Flow Charting:  Use of a diagram in which graphic symbols depict the nature and flow of the steps in a process. This tool is particularly useful in the early stages of a project to help the team understand how the process currently works. The “as-is” flow chart may be compared to how the process is intended to work.  At the end of the project, the team may want to then re-plot the modified process to show how the redefined process should occur.  The benefits of a flow chart are that it:
  • Is a pictorial representation that promotes understanding of the process.
  • Is a potential training tool for employees.
  • Clearly shows where problem areas and processes for improvement are.
Flow charting allows the team to identify the actual flow-of-event sequence in a process.
Histogram:  This is a vertical bar chart which depicts the distribution of a data set at a single point in time. A histogram facilitates the display of a large set of measurements presented in a table, showing where the majority of values fall in a measurement scale and the amount of variation. The histogram is used in the following situations:
  • To graphically represent a large data set by adding specification limits one can compare;
  • To process results and readily determine if a current process was able to produce positive results assist with decision-making.
Implementation: Taking a change and making it a permanent part of the system. A change may be tested first and then implemented throughout the organization.
Measure: An indicator of change. Key measures should be focused, clarify your team's aim, and be reportable. A measure is used to track the delivery of proven interventions to patients and to monitor progress over time.
Model for Improvement: An approach to process improvement, developed by Associates in Process Improvement, which helps teams accelerate the adoption of proven and effective changes.
Pareto Chart:  Named after the Pareto Principle which indicates that 80% of the trouble comes from 20% of the problems. It is a series of bars on a graph, arranged in descending order of frequency. The height of each bar reflects the frequency of an item. Pareto charts are useful throughout the performance improvement process - helping to identify which problems need further study, which causes to address first, and which are the “biggest problems.” Benefits and advantages include:
  • Focus on most important factors and help to build consensus.
  • Allows for allocation of limited resources.
The “Pareto Principle” says 20% of the source causes 80% of the problem. Pareto charts allow the team to graphically focus on the areas and issues where the greatest opportunities to improve performance exist.
PDSA Cycle: A structured trial of a process change. Drawn from the Shewhart cycle, this effort includes:
  • Plan - a specific planning phase
  • Do - a time to try the change and observe what happens
  • Study - an analysis of the results of the trial
  • Act - devising next steps based on the analysis
Process Change: A specific change in a process in the organization. More focused and detailed than a change concept, a process change describes what specific changes should occur.
Root Cause Analysis:  A root cause analysis is a systematic process for identifying the most basic factors/causes that underlie variation in performance.
Run Chart:  Most basic tool to show how a process performs over time. Data points are plotted in temporal order on a line graph. Run charts are most effectively used to assess and achieve process stability by graphically depicting signals of variation. A run chart can help to determine whether or not a process is stable, consistent and predictable. Simple statistics such as median and range may also be displayed.

The run chart is most helpful in:  
  • Understanding variation in process performance.
  • Monitoring process performance over time to detect signals of change.
  • Depicting how a process performed over time, including variation.
Allows the team to see changes in performance over time. The diagram can include a trend line to identify possible changes in performance.
Sampling Plan: A specific description of the data to be collected, the interval of data collection, and the subjects from whom the data will be collected. It emphasizes the importance of gathering samples of data and how to obtain "just enough" information.
Team: The group of individuals, usually from multiple disciplines, that drives and participates in the improvement process.
Test: A small-scale trial of a new approach or new process. A test is designed to learn if the change results in improvement and to fine-tune the change to fit the organization and patients. Tests are carried out using one or more PDSA cycles.

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